• Retail Compliance Specialist

    Job Locations US-CA-San Diego
    Job ID
    Job Type
    Regular Full-Time
    Governance, Risk and Compliance
  • Description:

    BofI Federal Bank [NASDAQ: BOFI] with approximately $10 billion in assets is one of the fastest growing banks in the nation. We are rated in the top 5 online banks in the country!   


    Compliance Program

    • Conduct scheduled Data Driven Compliance (DDC) reviews to determine required actions for alert classification as either regulatory or non-regulatory issue
    • Perform assigned compliance and regulatory change management (RCM) reviews.  Completed compliance reviews must conform to department documentation standards, pass supervisory review, include productive collaboration with impacted Business Units and a final written report submitted through the appropriate reporting channels
    • Assist in monitoring and analyzing changes in applicable laws, regulations, and industry related news or events for all relevant subject matter
    • Participate in the development and refinement of activities to enhance the Bank's compliance training program
    • Actively seek continuous improvement opportunities to increase efficiencies or reduce costs
    • Help with the administration of the Policy and Management Directive SharePoint library for the integrity and maintenance of the SharePoint library
    • Participate in the identification of compliance risk and ensure that proper controls, procedures, process and training are in place to mitigate these risks
    • Assist with administrative preparation for regulatory examinations

    Key Skill Sets or Knowledge Requirements:

    • Detail-oriented, motivated and function well in a team environment
    • Knowledge of deposit related regulations
    • Understanding of banking regulatory, audit and compliance programs for deposit compliance as it relates to federally regulated banks
    • Ability to identify and define problems with documentation, internal processes and procedures; research and analyze information and various situations relating to data management issues
    • Capable of recommending alternatives or solutions
    • Flexible and able to work on multiple projects that may require restructuring due to shifting demands and changing priorities within mid-large size bank
    • Work well independently
    • Strong verbal and written communication skills to include presentation skills
    • Proficient computer skills including Microsoft Windows and network environments

    Desired Career Experience & Education Requirements:

    • 2+ years experience in banking/audit/regulatory compliance    
    • Bachelor's degree preferably in business or related area, or equivalent business experience


    Job Functions and Work Environment:


    While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.


    The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.



    Equal Employment Opportunity:


    BofI Federal Bank is an equal opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.


    Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
    Share on your newsfeed